OHS Compliance & Risk Management16 min readPublished 1 August 2026

Hazardous Biological Agents (HBA) Risk Assessments for Food Facilities & Labs

A comprehensive technical guide to the 2022 Regulations for Hazardous Biological Agents, Risk Groups 1 to 4, bio-containment levels, medical surveillance, and pathogen control in food manufacturing and clinical laboratories.

Microbiologist working in biosafety cabinet conducting pathogen testingExecuting biosafety containment and risk assessments under the 2022 Regulations for Hazardous Biological Agents.

1. The Updated 2022 HBA Regulations: Legal Scope & Industry Triggers

Microscopic biological hazards - bacteria, viruses, fungi, parasites, and cellular cultures - pose severe health risks to hundreds of thousands of South African workers across food processing factories, commercial dairies, abattoirs, municipal wastewater plants, pharmaceutical manufacturers, and clinical pathology laboratories.

In March 2022, the Minister of Employment and Labour promulgated the updated Regulations for Hazardous Biological Agents (HBA Regulations 2022) under the Occupational Health and Safety Act (Act 85 of 1993), replacing the outdated 2001 regulations.

The revised regulations impose strict legal requirements on employers to identify whether biological exposure is deliberate (e.g. a diagnostic microbiology laboratory culturing pathogens) or incidental (e.g. a food worker exposed to animal fluids or a sanitation worker handling sewage). In both scenarios, a formal HBA risk assessment and written standard operating procedures are statutory non-negotiables.

South African HBA Governance Benchmarks

Risk Groups 1-4
Pathogen Classification
Categorizes biological agents based on human infectivity, transmission, and treatment availability.
Every 2 Years
Mandatory Review Cycle
Statutory timeframe for updating workplace HBA Risk Assessments (Regulation 6).
30 Years
Medical Record Retention
Medical surveillance and biological exposure records must be retained for 30 years.
100% Immunization
Employer Funded
Employers must provide free vaccinations (Hepatitis B, Tetanus) to all at-risk workers.

2. The 4 HBA Risk Groups & Biosafety Containment Levels Explained

Under Section 2 and Annexure 1 of the HBA Regulations, biological agents are classified into four distinct Risk Groups based on their virulence, risk of spread to the community, and the availability of effective vaccines or post-exposure therapies.

Each Risk Group dictates the minimum required Biosafety Containment Level (BSL 1 to BSL 4), including directional negative airflow, HEPA filtration, specialized biological safety cabinets (Class II), and personal protective equipment.

The 4 HBA Risk Groups & Minimum Biosafety Containment Levels

HBA Risk GroupBiological Hazard DefinitionCommunity Spread Risk & TreatmentRepresentative Pathogens & Workplace Examples
Group 1 (Low Risk)Unlikely to cause human disease in healthy adult workers.Zero community risk; no specialized prophylaxis required.Brewer's yeast (Saccharomyces), non-pathogenic E. coli strains in bakeries/breweries.
Group 2 (Moderate Risk)Can cause human disease; may be a hazard to exposed workers.Unlikely to spread to the community; effective treatments/vaccines available.Listeria monocytogenes, Salmonella enterica, Legionella pneumophila, Staphylococcus aureus.
Group 3 (High Individual Risk)Causes severe human disease; serious hazard to workers.Risk of spreading to community; effective treatment or prophylaxis usually available.Mycobacterium tuberculosis (TB), Hepatitis B & C, HIV, Brucella abortus (abattoirs).
Group 4 (Extreme Threat)Causes severe human disease; high fatality rate.High risk of community spread; no effective prophylaxis or treatment available.Ebola virus, Marburg virus, Crimean-Congo haemorrhagic fever (BSL-4 maximum containment).
Statutory biological hazard classification under South African HBA Regulations 2022.

3. Controlling Pathogens in Food Facilities: Listeria, Salmonella & Bio-Aerosols

In food manufacturing, meat processing, beverage bottling, and commercial catering facilities, biological safety overlaps directly with HACCP (Hazard Analysis Critical Control Point) systems and SANS 10049 food hygiene standards.

Workers in wet processing bays, poultry abattoirs, and dairy packing lines are continuously exposed to bio-aerosols containing pathogenic bacteria. Pathogens like *Listeria monocytogenes* can form persistent biofilms on stainless steel conveyor belts and floor drains, surviving temperatures as low as 4°C in refrigeration rooms.

Employers must implement strict hygiene engineering controls: automated foam sanitization stations using SANS 1828 approved food-grade disinfectants, positive-pressure air handling with antimicrobial filtration, and mandatory separation between raw intake and cooked packing zones.

4. Clinical Laboratory Biosafety: Airflow, Autoclaves & Decontamination

Clinical diagnostic laboratories, university research hubs, and veterinary clinics handle live human and animal clinical specimens containing bloodborne and airborne pathogens. Under the 2022 regulations, all diagnostic work with Group 2 or Group 3 agents must be conducted inside certified Class II Biosafety Cabinets (BSCs).

Furthermore, all contaminated laboratory waste - agar plates, culture swabs, pipette tips, and specimen tubes - must undergo validated autoclaving or high-temperature incineration before leaving the facility, complying with SANS 10248 Healthcare Risk Waste Standards.

5. 5-Step HBA Risk Assessment & Medical Surveillance Roadmap

01
Identify All Biological Agents & Classify Risk Groups

Catalog all live cultures, raw materials, clinical specimens, and organic wastes to classify pathogens into Risk Groups 1 through 4.

02
Evaluate Routes of Exposure & Transmission

Assess potential transmission pathways: inhalation of bio-aerosols, accidental needle-sticks, skin splashes, or ingestion.

03
Implement Hierarchy of Biosafety Containment Controls

Install certified Class II biosafety cabinets, directional negative airflow, automated CIP wash systems, and issue SANS-approved particulate respirators (FFP2/FFP3).

04
Establish Occupational Medical Surveillance Protocols

Appoint an Occupational Medical Practitioner (OMP) to conduct pre-placement medicals, annual lung function tests, and administer free Hepatitis B and Tetanus vaccines.

05
Deliver Specialized Workforce Biosafety Training

Train all frontline laboratory and production personnel via accredited Hazardous Biological Agents Safety Training.

6. Facility Bio-Containment & Infection Control Checklist

  • HBA Risk Assessment is documented, signed by the Section 16(2) appointee, and updated within the last 24 months.
  • All biological agents in use are categorized into Risk Groups 1 through 4 with Safety Data Sheets on file.
  • Class II Biosafety Cabinets and laminar flow hoods are certified and HEPA-filter leak-tested annually.
  • Directional negative pressure airflow is maintained and verified in all clinical diagnostic and isolation rooms.
  • Free Hepatitis B and Tetanus vaccinations are offered and recorded in employee medical files.
  • Standard Operating Procedures (SOPs) for biohazard spills and autoclave validation are displayed prominently.
  • Biohazard waste is segregated into SANS 10248 yellow biohazard bags and tracked with cradle-to-grave manifests.

Frequently Asked Questions

Does the HBA Regulation apply to standard commercial office environments?

Typically no, unless an office experiences a specific biological outbreak (e.g. Legionella in the air conditioning cooling towers or widespread mould infestation). It primarily applies to food facilities, healthcare clinics, labs, abattoirs, and waste operations.

Who is legally qualified to conduct an HBA Risk Assessment?

Under Regulation 6, an HBA risk assessment must be performed by a competent person with specialized expertise in biological hazards, occupational hygiene, or biosafety, certified by professional bodies such as Saiosh or the HPCSA.

Are employers legally required to pay for Hepatitis B vaccinations?

Yes. Under Regulation 8, where a risk of exposure to biological agents for which effective vaccines exist (such as Hepatitis B for healthcare and waste workers), the employer must provide immunization at no cost to the employee.

What is the difference between deliberate and incidental HBA exposure?

Deliberate exposure occurs when an organization intentionally cultures, harvests, or works with pathogens (e.g. a vaccine lab). Incidental exposure occurs when workers encounter pathogens as an unavoidable byproduct of their job (e.g. wastewater treatment workers or abattoir staff).

How does Diba BES assist facilities with HBA compliance?

Diba BES provides certified occupational hygiene specialists to conduct on-site HBA risk assessments, audit laboratory bio-containment, establish medical surveillance programmes, and deliver accredited biosafety staff training. Book an [HBA Compliance Assessment](/services/occupational-health-safety-consulting).

DO
Written by Diba OHS Advisory TeamVerified by Orlinda Pieterson
Senior Occupational Health & Safety ConsultantsPr.CHSA (SACPCMP), Saiosh Tech Member

Diba BES is a 100% Black Women-Owned, Level 1 B-BBEE provider delivering occupational health & safety consulting, accredited workplace training, and commercial workplace services across South Africa since 2003.